Compliance Manager: Texas

Texas, United States

Posted on 06/26/2020

Position Details




Financial / Financial Services


Accounting / Finance / Insurance

Job Level:

Experienced Professional (Non-Manager)

Compliance Manager: Texas

We are working with one of the most respected Brokerage & Distribution Agencies in the industry to find a Compliance Manager for their team. They take pride in building an environment that places an emphasis on collaboration and creativity, and are all about empowering their employees and grooming them for growth within the organization.

This position will report directly to the Chief Compliance Officer, and will be responsible for reviewing correspondents, monitoring policy and procedures for compliance and craft business development training and education material for financial professionals.


  • 2+ years’ experience in a Life/Annuity Compliance position
  • Series 24 license
  • Experience dealing with regulators and other FINRA professionals
  • An outside the box thinker willing to take on a challenge

If you want a role where every day is something new and a challenge contact Wade Morris at            (319) 286-4731 or for more information